-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B40ohC5RSR4CBqPeKuY5zsg61TzQjsfa8Ckg3UZyHRyHVHiHMFouEj6c9mrtRX3N lArlUTYRQKSUFJYD4b0XTg== 0001206774-11-000227.txt : 20110209 0001206774-11-000227.hdr.sgml : 20110209 20110209123332 ACCESSION NUMBER: 0001206774-11-000227 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110209 DATE AS OF CHANGE: 20110209 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Carmignani Donald R CENTRAL INDEX KEY: 0001495623 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-50205 FILM NUMBER: 11585672 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 SC 13G/A 1 unify_sc13ga.htm AMENDMENT, SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP OF 5% unify_sc13ga.htm
SCHEDULE 13G
 
(Rule 13d-102)
 
Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c)
and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2.
 
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
Under the Securities Exchange Act of 1934

(Amendment No. 1)*
 
Unify Corporation
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)

904743200
(CUSIP Number)

December 31, 2010
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
[ x ]         Rule 13d-1(b)
[    ]         Rule 13d-1(c)
[    ]         Rule 13d-1(d)

     *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
     The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 

CUSIP No.        904743200               13G

1
NAME OF REPORTING PERSON
 
Donald R. Carmignani
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see Instructions)
 
Not Applicable
 
(a) ¨
(b) ¨
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States of America
 
 
NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH
5
SOLE VOTING POWER
 
1,155,434
 
 
6
SHARED VOTING POWER
 
None
 
 
7
SOLE DISPOSITIVE POWER
 
1,268,159
 
 
8
SHARED DISPOSITIVE POWER
 
None
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  
1,268,159
 
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see Instructions)
 
Not Applicable
 
  ¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
8.7%
 
 
12
TYPE OF REPORTING PERSON
(see Instructions)
 
IN
 
 
 

 

Item 1(a)   Name of Issuer:
                                                   Unify Corporation
 
Item 1(b)   Address of Issuer’s Principal Executive Offices:
           1420 Rocky Ridge Drive
           Roseville, California 95661
 
Item 2(a)   Name of Person Filing:
           Donald R. Carmignani
 
Item 2(b)   Address of Principal Business Office:
           1420 Rocky Ridge Drive
           Roseville, California 95661
 
Item 2(c)   Citizenship:
           Mr. Carmignani is a U.S. citizen
 
Item 2(d)   Title of Class of Securities:
           Common Stock
 
Item 2(e)   CUSIP Number:
           904743200
 
Item 3   Type of Person:
           N/A
 
Item 4 Ownership:    

  (a) Amount owned “beneficially” within the meaning of rule 13d-3:
                                             
  1,268,159
   
  (b) Percent of class:
     
  8.7% (based on 14,577,277 shares outstanding reported in the issuer’s Quarterly Report
    on Form 10-Q for the period ended October 31, 2010.)
     
  (c) Number of shares as to which such person has:
     
  (i) sole power to vote or to direct the vote: 1,155,434
  (ii) shared power to vote or to direct the vote: None
  (iii) sole power to dispose or to direct the disposition of: 1,268,159
  (iv) shared power to dispose or to direct the disposition of: None


 

Item 5   Ownership of Five Percent or Less of a Class:
     
                                                  Not Applicable
     
Item 6   Ownership of More than Five Percent on Behalf of Another Person:
     
           Not Applicable
     
Item 7   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
     
           Not Applicable
     
Item 8   Identification and Classification of Members of the Group:
     
           Not Applicable
     
Item 9   Notice of Dissolution of Group:
     
           Not Applicable

Item 10   Certification:
                                                  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


 

Signature
 
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Date: February 8, 2011
 
DONALD R. CARMIGNANI
 
/s/ Donald R. Carmignani


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